TRACY YIRONG WAN
Financial Adviser · West Perth, WA
📚 Qualifications & Training
2006 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Australia
2008 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Financial Services Institute of Australia (FINSIA)
2009 - Graduate Diploma of Applied Finance (Financial Planning major) - Graduate Diploma (AQF 8) - Financial Services Institute of Australia (FINSIA)
2010 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited
2010 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited
2011 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
2025 - Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.