TROY RAYMOND GUDGEON
Financial Adviser · Mascot, NSW
📚 Qualifications & Training
2010 - Diploma Financial Services (Financial Planning) - - Mentor Education
2012 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional
2016 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor Education
2025 - Behavioural Finance Professional - Certificate (AQF 1-4) - Kaplan Professional
2025 - Chartered Retirement Planning Counsellor - Certificate (AQF 1-4) - Kaplan Professional
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
2026 - FPE020- SMSF Regulations and Taxation - Other - Kaplan Professional
2026 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.