UMESH PANTA
Financial Adviser · Chatswood, NSW
📚 Qualifications & Training
2003 - Bachelor of Information Systems (BIS) - - Australian Catholic University
2007 - Diploma of Financial Services (Financial Planning) - - Tribeca
2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional
2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
2020 - Ethics & Professonalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
Tax Practitioners Board
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.