VICKI O'CONNOR
Financial Adviser · Dubbo, NSW
📚 Qualifications & Training
1983 - Bachelor of Financial Administration - Bachelor Degree (AQF 7) - The University of New England
1999 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Advice Association of Australia Ltd
2007 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA)
2007 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA)
2017 - Accountants SMSF Package - - Kaplan Professional
2017 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional
2018 - Aged Care - Other - Kaplan Professional
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.