VIET QUOC DEAN NGUYEN
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2015 - Bachelor of Economics (International Trade & Finance) - Bachelor Degree (AQF 7) - University of Western Sydney
2015 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute
2018 - Certificate IV of Mortgage Broking - Certificate (AQF 1-4) - Mentor
2018 - SMSF Personal Advice - Other - Mentor
2019 - Australian Taxation Law for Tax Financial Advisers - Other - International Institute of Technology
2019 - Commercial Law for Tax Financial Advisers - Other - International Institute of Technology
2025 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2025 - FPC003 Superannuation and Retirement Advice - Graduate Certificate (AQF 8) - Kaplan Professional
2025 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.