VIKAS GUPTA

Financial Adviser · Carindale, QLD

Registered

Registration Number

001001007

Registration Status

Registered

Location

Carindale, QLD 4152

Providing Advice Since

2014

Registration Date

03/10/2014

Financial Services Licensee

COMMONWEALTH FINANCIAL PLANNING LIMITED

Licence #000231139

📚 Qualifications & Training

2012 - Introduction to Business Law - Other - University of Canberra
2013 - Revenue Law - Other - University of Canberra
2014 - Bachelor of Commerce (Financial Planning major) - Bachelor Degree (AQF 7) - University of Canberra
2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.