WAI-YEE CHEN
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1988 - 413609 Australian Taxation Law - Bachelor Degree (AQF 7) - University of Newcastle
1989 - 452106 Commercial law - Core - Bachelor Degree (AQF 7) - University of Newcastle
1990 - Bachelor Of Commerce - Bachelor Degree (AQF 7) - University of Newcastle
1996 - Masters of Applied Finance - Masters Degree (AQF 9) - Macquarie University
2000 - ADA Level 1 & 2 - - ASX
2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education
2021 - FASEA National Exam - Other - FASEA
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.