WANHEE LEE
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2002 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - University of New South Wales
2015 - Professional Diploma in Stockbroking - Professional Designations - SAFAA
2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education
2020 - FPC007B Client Engagement Skills. - Bridging Course - Behavioural Finance - Kaplan Higher Education
🏢 Professional Memberships
Chartered Financial Analyst Institute (CFA Institute)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.