WARREN STUART JAMES WILLIAMS

Financial Adviser · Melbourne, VIC

Registered

Registration Number

001002139

Registration Status

Registered

Location

Melbourne, VIC 3000

Providing Advice Since

2008

Registration Date

30/06/2008

Financial Services Licensee

E.L. & C. BAILLIEU PTY LIMITED

Licence #000245421

📚 Qualifications & Training

1996 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University
2003 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University
2008 - Accredited Derivatives Adviser Level 1 - Other - ASX/Kaplan Professional
2010 - Margin Lending Accreditation Program - Other - Deakin Prime
2017 - Accredited Derivatives Adviser Level 2 - Other - Deakin Prime

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.