WARWICK IAN HAWKSWORTH

Financial Adviser Ā· Ballarat, VIC

Registered

Registration Number

000224133

Registration Status

Registered

Location

Ballarat, VIC 3350

Providing Advice Since

1981

Registration Date

14/10/2002

Financial Services Licensee

CAPSTONE FINANCIAL PLANNING PTY LTD

Licence #000223135

šŸ“š Qualifications & Training

1981 - Certificate of Business Studies - - University of Ballarat
1999 - Certified Financial Planner - - Financial Planning Association of Australia (FPA)
2011 - Margin Lending and Geared Investments - - Kaplan Professional
2012 - ASX Accredited Listed Product Adviser Program - - Kaplan Professional
2013 - Advanced Self Managed Superannuation Funds - - Kaplan Professional

šŸ¢ Professional Memberships

Financial Advice Association of Australia (FAAA)
Institute of Financial Services
Institute of Public Accountants (IPA)
National Tax & Accountants Association
Tax Practitioners Board

ā„¹ļø What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.