WENDY KHOON PHENG TAN
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1988 - Bachelor of Arts (Honours) - Bachelor Degree (AQF 7) - University College Dublin
2006 - Accredited Derivatives Adviser Level 2 - Other - Tribeca
2010 - Margin Lending Accreditation Program - Certificate (AQF 1-4) - Stockbrokers Association of Australia
2010 - Professional Diploma in Stockbroking - Certificate (AQF 1-4) - Stockbrokers Association of Australia
🏢 Professional Memberships
Institute of Chartered Accountants (England and Wales)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.