WILLIAM BEN LOCKWOOD
Financial Adviser · Tamworth, NSW
📚 Qualifications & Training
2002 - Bachelor of Business (Finance) - - Jacksonville University Florida
2007 - Masters of Professional Accounting - - University of Southern Queensland
2012 - Advanced Diploma in Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan
2024 - FCB002B Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.