XIAO YONG CHEN
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2010 - Bachelor of Mathematics and Finance - - University of Technology Sydney (UTS)
2010 - Bachelor of Mathematics and finance - Bachelor Degree (AQF 7) - University of Technology Syndey (UTS)
2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan
2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan
2016 - SuperConcepts & ICFS Specialist SMSF Course - - The University of Adelaide
2018 - Tier 1 Margin Lending - Personal Advice - - Kaplan Professional
2019 - FPC002B Ethics and Professionalism in Advice - Bridging Course - Ethics - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.