YAN (EMILY) SUN

Financial Adviser · Chatswood, NSW

Registered

Registration Number

000406163

Registration Status

Registered

Location

Chatswood, NSW 2067

Providing Advice Since

2004

Registration Date

12/12/2017

Financial Services Licensee

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

Licence #000234527

📚 Qualifications & Training

2001 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University
2003 - Master of Commerce (Business Information Systems and Finance) - Masters Degree (AQF 9) - University of Sydney
2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australia (Finsia)
2011 - Margin Lending and Geared Investments - Other - Kaplan Professional
2013 - Cavendish & ICFS Specialist SMSF Course - Other - Cavendish
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2022 - Tax and Commercial Law for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional

🏢 Professional Memberships

Financial Advice Association of Australia (FAAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.