KATHRYN HUMPHREYS

Financial Adviser · Melbourne, VIC

Registered

KATHRYN HUMPHREYS is listed on the ASIC Financial Advisers Register as a registered financial adviser, providing advice since 2002, based in Melbourne, Victoria. They are authorised to provide advice under SHADFORTH FINANCIAL GROUP LIMITED (AFSL licence #000318613). Registered qualifications on file include 1997 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Bristol, 2003 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia Limited, 2005 - CFP Certification 1-4 Program - Other - Financial Planning Association of Australia Limited. Professional memberships listed: Financial Advice Association of Australia (FAAA).

Registration Number

001003063

Registration Status

Registered

Location

Melbourne, VIC 3000

Providing Advice Since

2002

Registration Date

01/07/2009

Financial Services Licensee

SHADFORTH FINANCIAL GROUP LIMITED

Licence #000318613

📚 Qualifications & Training

1997 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Bristol

2003 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia Limited

2005 - CFP Certification 1-4 Program - Other - Financial Planning Association of Australia Limited

2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education

2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education

2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education

🏢 Professional Memberships

Financial Advice Association of Australia (FAAA)

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly. Learn more about what a financial adviser registration means.