SONAL GUPTA

Financial Adviser · Melbourne, VIC

Registered

SONAL GUPTA is listed on the ASIC Financial Advisers Register as a registered financial adviser, providing advice since 2013, based in Melbourne, Victoria. They are authorised to provide advice under AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED (AFSL licence #000234527). Registered qualifications on file include 2001 - Degree of Bachelor of Business Administration - Bachelor Degree (AQF 7) - Punjab Technical University, 2003 - Degree of Master of Business Administration - Masters Degree (AQF 9) - Guru Nanak Dev University, 2008 - Diploma of Financial Service (Financial Planning) - Diploma (AQF 5) - MLC. Professional memberships listed: Financial Advice Association of Australia (FAAA).

Registration Number

001002755

Registration Status

Registered

Location

Melbourne, VIC 3000

Providing Advice Since

2013

Registration Date

07/01/2020

Financial Services Licensee

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

Licence #000234527

📚 Qualifications & Training

2001 - Degree of Bachelor of Business Administration - Bachelor Degree (AQF 7) - Punjab Technical University

2003 - Degree of Master of Business Administration - Masters Degree (AQF 9) - Guru Nanak Dev University

2008 - Diploma of Financial Service (Financial Planning) - Diploma (AQF 5) - MLC

2011 - Advanced Diploma of Financial Service (Financial Planning) - Advanced Diploma (AQF 6) - MLC

2016 - Investment Strategies Results - Certificate (AQF 1-4) - CFP

2019 - Certificate IV in Financial Services - Certificate (AQF 1-4) - Swinburne University of Technology

2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan

2022 - Aged Care - Certificate (AQF 1-4) - Kaplan

2024 - SuperConcepts Specialist SMSF Online Course - Certificate (AQF 1-4) - The University of Adelaide

🏢 Professional Memberships

Financial Advice Association of Australia (FAAA)

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly. Learn more about what a financial adviser registration means.